*Corresponding authors.
E-mail addresses: s-jing@tsinghua.edu.cn (S. Jing ), lsw@tsinghua.edu.cn (S. Li ).
Abstract: Following the drop oscillation breakup mechanism, a theoretical model for drop breakup probability is proposed based on the three-dimensional Maxwell velocity distribution. The model considers both the interfacial energy increase constraint and viscous energy increase constraint. The model shows that for low-viscous drops, the breakup probability is determined by the Weber number (WeL ), and for intermediate or high viscous drops, the breakup probability is determined by the combined influence of the Weber number (WeL ) and the Ohnesorge number (Oh ). By combining the theoretical model of drop breakup time constructed in our previous work, the breakup frequency model is obtained based on the statistical description framework. The accuracy and generality of the model were then validated using the direct experimental data. Moreover, effects of the drop diameter, turbulent energy dissipation rate, and interfacial tension on the predicted drop breakup frequency were analyzed in detail.
Keywords: Oscillation; breakup model; Maxwell velocity distribution; turbulent energy dissipation; interfacial tension

1 Introduction

Turbulent dispersions of immiscible liquids are attracting and focused topics in practical applications, such as solvent extraction, food processing, chemical reaction, and so forth. Behaviors of drop swarms such as drop breakup and coalescence are fundamentally important as the understanding of those basic phenomena can improve the quantitative analysis of two-phase dispersion characteristics, interphase mass transfer, and interface reaction rate. Drop breakup refers to the process in which a spherical drop is deformed and stretched by the external flow and finally breaks up into several fragments. A complete description of the drop breakup usually requires knowledge of the following aspects, that is, the breakup probability of a drop with a certain size, duration of the drop breakup process, and number and size distribution of the fragments. The first two aspects are typically described using the concept of drop breakup frequency. Over the years, masses of breakup models for liquid drops were proposed by researchers, however, the existing breakup models vary from each other in forms and predicted results, implying a lack of understanding of the drop breakup mechanism. To gain more insight into the drop breakup phenomenon, single drop breakup experiments were carried out by some research groups1–7. Results of the single drop breakup experiments verified that drop diameter, interfacial tension, and external energy input are key parameters determining the drop breakup behaviors. However, the direct experimental data concerning the influence of various parameters on drop breakup, especially breakup time and breakup frequency, are still very limited. Moreover, no unifying drop breakup mechanism was found from the reported studies on drop breakup. To obtain the direct experimental data of drop breakup behaviors and analyze the mechanism of drop breakup in turbulent dispersions, since 2016, our group has been engaged in the study of breakup behaviors of drop swarms under turbulent conditions.8–12 Through systematic experimental studies in different apparatuses, we quantified the influences of operating parameters and physical properties of the two phases on drop breakup. The direct experimental data of drop breakup frequency, breakup time, daughter drop size distribution, and so forth were obtained. In our recent work13, we found that the drop breakup behavior is directly related to the second-order oscillation of the drop, correspondingly, breakup models can be constructed based on the drop oscillation breakup mechanism.

2 Breakup kernels for liquid drops

To quantitatively describe the drop breakup behavior, models of drop breakup frequency and daughter drop size distribution (DDSD) are crucial. As for the DDSD, U-shaped14,15, M-shaped16,17, and inverted U-shaped distributions18–20 are generally reported in the literature. For binary breakup of liquid drops, the inverted U-shaped distribution has been adopted by most researchers and also verified by experimental data8,9,21,22. There are many DDSD models related to the inverted U-shaped distribution, and these models have limited impact on the quantitative study of the drop breakup process despite their differences. As such, researchers mainly focus on the modeling of the drop breakup frequency. Although a vast number of drop breakup frequency models exist in the literature, the vast majority of them are constructed under a limited number of modeling frameworks. In particular,frameworks based on the eddy-particle collision and statistical description are generally adopted for modeling. According to the eddy-particle collision framework, drop breakup frequency is the product of the eddy-drop collision frequency and the breakup efficiency. Prince and Blanch23 gives an expression in the integral form based on the turbulent eddy size, then Luo and Svendsen15introduced the impact of the volume fraction of fragments and proposed the modeling framework in the double integral form, as is expressed in Eq..
Where is the collision frequency between eddies and drops, is the breakup efficiency for a mother drop with size d. In the statistical description framework, drop breakup frequency is counted as the product of the inversed breakup time and breakup probability, which is expressed as Eq..
Where is the drop breakup time, is the breakup probability of a drop with a diameter of d , and are the number of breakup events and total number of drops respectively. This framework was firstly proposed by Coulaloglou and Tavlarides18 in 1977 and then wildly adopted by researchers.
By comparing Eq. and Eq., it can be seen that the physical meanings of the breakup probability (or called breakup efficiency) in the two modeling frameworks are equivalent to each other. Therefore, the main difference between the two modeling frameworks comes from the processing of the time term, which is described by the breakup time in the statistical description framework, and by the collision frequency in the eddy-particle collision framework. In comparison, the physical meaning of the breakup time is more explicit, which describes the time scale of the drop breakup process. To model the drop breakup time, some researchers5,18, starting from the eddy turnover time, assume that . According to our recent study24, the above correlation will be valid only if the turbulent stress is much greater than the interfacial stress. However, such cases are less likely to happen in liquid-liquid dispersions, especially under steady-state operating conditions. To quantify the influence of each parameter on the drop breakup time, our group performed systematic experimental13 and theoretical studies24 and proposed a novel breakup time model based on the drop oscillation breakup mechanism:
Where c1 and c2 are constant parameters, c1 = 14.0 andc2 = 8.0. WeL has a form of the Weber number and characterizes the relative magnitude of turbulent stress and interfacial stress, WeL is expressed as Eq..
Where L is the maximum scale of the local turbulent structure. In practical calculations, L values by the minimum length-scale of the local runner24.
For low-viscous drops, the influence of the drop viscosity on drop breakup time is insignificant, thus, Eq. can be simplified to Eq.:
Eq. and Eq. were validated by the systematic experimental data and can be applied to Eq. directly. In combination with accurate modeling of the drop breakup probability, an accurate description of drop breakup frequency can be achieved.
This study aims to construct an accurate model of the drop breakup frequency. Firstly, based on the three-dimensional Maxwell velocity distribution and the drop oscillation breakup mechanism, the theoretical model of the drop breakup probability is deduced. Further, the breakup frequency model is obtained by combining the breakup probability model with the breakup time models of Eq. and Eq.. Subsequently, the direct experimental data of drop breakup frequency in different apparatus are used to verify the accuracy and applicability of the constructed model in this study. After that, drop breakup frequencies versus key parameters are calculated, meanwhile, the impacting mechanisms of the operating parameters and properties of two-phase on drop breakup frequency are analyzed. The results of this study can be directly applied to the population balance model, which further serves for the accurate prediction of drop size distributions and dispersion characteristics in liquid-liquid dispersion equipment.

3 Model development

3.1 Theoretical model of drop breakup probability

The drop breakup probability characterizes the instability of a drop under the acting of the external force and can be statistically expressed as the ratio of the number of broken drops to the total number of mother drops, that is:
Various forms of drop breakup probability models exist in the literature, and the majority of these models are constructed based on Maxwell-Boltzmann velocity/energy distributions. However, due to different selections of breakup constraints, there are significant differences in the physical significance and predicted results of the models constructed by different researchers. According to our recent research13, the drop breakup process is directly related to the oscillation behaviors of the drop surface. This implies that the breakup probability can be modeled based on the oscillation mechanism.
To build a breakup probability model based on surface oscillation, we adopt the following assumptions:
The turbulence is assumed to be locally isotropic.
This assumption is widely adopted in model constructions. Kolmogorov pointed out that at sufficiently high Reynolds numbers, the fine-scale structure of turbulent flows is statistically characteristic.25 For devices such as stirred tanks and extraction columns, experimental results also indicate that the turbulent structure is locally isotropic.26–28Therefore, the theory of local isotropy of turbulence can be used in the construction of the breakup model.
Only binary breakup is considered.
Experimental studies showed that the binary breakup is dominant in steady-state liquid-liquid dispersions, where the diameter of most drops is close to the equilibrium size.8,9,21,29 However, as the drop size deviates from the equilibrium size, the proportion of the binary breakup decreases accordingly. 2,3,9 According to our previous studies 8,21, the tensile breakup is the most common breakup pattern in turbulent dispersions. For multiple tensile breakups, usually, two larger daughter drops and several satellite drops are generated. Since the contribution of satellite drops is relatively small (according to the description of Andersson and Andersson 6,30, satellite drops account for about 8% volume of the mother drop), the effect of satellite drops can be approximately neglected and the binary breakup assumption can still be considered as a reasonable choice.
The drop will break up when the surface oscillation velocity exceeds a critical limit.
When a drop comes in contact with the turbulent eddy, energy is transferred to the drop surface in the form of turbulent pulsations, which cause the oscillation of the drop surface. According to the breakup process captured by the high-speed camera, drop breakup is mainly caused by the second-order oscillation, higher-order oscillations are almost non-contributory to the drop breakup. In the second-order oscillation, the drop moves along a central axis in a stretching-contraction cycle, and the relative velocity between the two poles of this axis is defined as the oscillation velocity, which is positive for the stretching motion and negative for the contraction motion, and the direction of the central axis is defined as the direction of the oscillation velocity. The oscillation velocity defined in this way is a vector, and its magnitude is defined as the oscillation speed. When the oscillation speed is too small to break the drop, the energy absorbed from the turbulent pulsation will be dissipated in several oscillation periods, and the drop eventually reverts to the original. On the contrary, when the oscillation speed is large, the drop does not have enough time to dissipate the energy through surface oscillations and eventually breaks up to form several fragments (only the binary breakup is considered in this study). We refer to the minimum oscillation speed at which the drop breaks up as the critical oscillation speed, . (For simplification, the velocity and the speed are both expressed by the same word ‘velocity’)
The definition of the second-order oscillation velocity shows that it is a three-dimensional random vector in the locally isotropic turbulence, and therefore conforms to the three-dimensional Maxwell velocity distribution. The three-dimensional Maxwell velocity distribution can be expressed as:
Herein is the root-mean-square velocity of the surface oscillation. is the probability density function. Integrating Eq. and we obtain the expression of the drop breakup probability:
Solve Eq. and we obtain Eq.:
As a result, the expression of the drop breakup probability based on the three-dimensional Maxwell velocity distribution is obtained. Herein is the upper incomplete gamma function. Next, we need to determine the expressions for the root-mean-square oscillation velocity and the critical oscillation velocity.
The oscillation of the drop surface is caused by the random pulsation of the turbulence. The average oscillation kinetic energy per unit drop volume can be expressed as follows:
The drop oscillation kinetic energy is equal to the turbulent kinetic energy transferred to the drop surface, which, according to the energy spectrum theory of turbulence, is expressed as:
Where is the energy spectrum andk is the wavenumber of the turbulence. Kolmogorov’s hypotheses give the universal form of the energy spectrum in the inertial subrange:
The minimum wavenumber in Eq. inversely proportional to the scale of the maximum turbulent structure capable of transferring energy to the drop surface, which can be calculated by Eq..
Where L is the maximum scale of the local turbulent structure andd is the drop diameter. α takes the value of 1.5. Substituting Eq. and Eq. into Eq., the expression for the turbulent kinetic energy is then obtained, as shown in Eq..
Taking , then we obtained the expression for the root-mean-square velocity :
To determine the expression for the critical oscillation velocity , the criteria for drop breakup need to be clarified. According to the oscillation breakup mechanism raised above, external turbulent pulsations acting on the drop surface cause the surface oscillations, and the oscillation energy is continuously propagated and dissipated at the surface in the form of capillary waves. When the oscillation energy is small, the energy will be eventually dissipated after several oscillation periods, conversely, when the energy exceeds a certain value, the drop will break up. Therefore, drop breakup should satisfy the energy constraint, that is, the surface oscillation energy is greater than the critical value, . According to Andersson and Helmi30, there is a maximum interfacial energy increase during the drop breakup (), which is larger than the interfacial energy increase before and after the drop breakup (). Most models in the literature only consider , thus causing an underestimation of the energy constraint.30 In present work, we use the maximum interfacial energy increase during the breakup process as the energy constraint, that is:
Meanwhile, we have:
The parameter of c characterizes the relative magnitude of the energy potential of the breakup process, According to Andersson and Helmi30, the maximum interfacial energy increase has to be approximately 1.5 times the interfacial energy increase before and after drop breakup. According to the experimental results in our previous studies8,9, drops are more inclined to undergo the equal breakup due to the turbulent energy can be better utilized under such cases. For binary equal breakups, then cvalues as 0.39. For practical drop breakup processes, drops are not ideally equal breakup, thereby leading to a smaller value of cthan 0.39. By comparing with the experimental data, we find thatc takes a value of 0.365 to better match the experimental data, which will be discussed in detail in the following section.
From Eq. and Eq., it is obtained that:
Combining Eq., Eq., and Eq., the expression for the drop breakup probability is obtained as Eq..
Where WeL is the same with Eq..

3.2 Theoretical model of drop breakup frequency

According to the statistical description framework of Eq., the drop breakup frequency can be expressed as the product of the reciprocal of the breakup time and the breakup probability. Substituting Eq. and Eq. into Eq., the theoretical model of drop breakup frequency for low-viscous drops is then obtained, as shown in Eq..

4 Results and discussion

4.1 Validation

Recently, our group measures the drop breakup frequency in a pulsed disc and doughnut column9,21 and in a pump-mixer8,10,13. The experimental data can be directly used for the model validation. To compare the experimental data of different researchers conveniently and to show the results intuitively, the dimensionless abscissa and ordinate were adopted. TheWeL is used as the abscissa and drop breakup probability is used as the ordinate. It should be noted that only the experimental data of the drop breakup frequency is provided in our previous work, therefore, it needs to be further processed in conjunction with the breakup time model to obtain the data of the breakup probability, that is . The above processing is still essentially a direct experimental data validation of drop breakup frequency rather than drop breakup probability. Another point to note is the value ofL , which characterizes the maximum scale of the local turbulent structure. L depends on equipment parameters and can be valued by the minimum length-scale of the local runner24. For the pulsed disc and doughnut column used by Zhou et al.9,21, L values as the distance between the adjacent disc and doughnut plate, L = 30 mm. For the stirred tank, L values as the height of the blade, that is L = 10 mm (pump-impeller in Zhou et al.8,10) and L = 8.8 mm (Rushton Turbine impeller in Zhou et al.13).
In our previous study, the multiple breakup is artificially treated as the cascaded binary breakup. Although this treatment does not affect the application of the breakup model to the population balance model (as the cascaded binary breakup assumption is also applied in the construction of the daughter drop size distribution model). However, from a practical physical point of view, the cascaded binary breakup assumption leads to an overestimation of the breakup probability of small-sized drops. To avoid the impact of the cascaded binary breakup assumption on the model validation, experimental data of the initial drop breakup are adopted and are applied to compare with the predicted results of the breakup model proposed in this work, as shown in Figure 1.
It can be seen that the experimental data and the predicted results of the model almost converge on a single curve, implying that the two are in good agreement, which also verifies the accuracy and applicability of the breakup model constructed in this study.