Agent-based modeling for SARS-CoV-2 epidemic prediction and intervention
assessment. A methodological appraisal
Agent-based modeling for SARS-CoV-2
Mariusz Maziarz & Martin Zach
Mariusz Maziarz
Interdisciplinary Centre for Ethics & Institute of Philosophy,
Jagiellonian University, Kraków, Poland
mariusz.maziarz@uj.edu.plInterdisciplinary Centre for Ethics, Jagiellonian University, Grodzka
52, 33-332 Krakow, Poland
Martin Zach
Department of Philosophy and Religious Studies, Faculty of Arts, Charles
University in Prague, Prague, Czech Republic
Abstract
Our purpose is to assess epidemiological agent-based models– or ABMs -
of the SARS-CoV-2 pandemic methodologically. The rapid spread of the
outbreak requires fast-paced decision-making regarding mitigation
measures. However, the evidence for the efficacy of non-pharmaceutical
interventions such as imposed social distancing and school or workplace
closures is scarce: few observational studies use quasi-experimental
research designs, and conducting randomized controlled trials seems
infeasible. Additionally, evidence from the previous coronavirus
outbreaks of SARS and MERS lacks external validity, given the
significant differences in contagiousness of those pathogens relative to
SARS-CoV-2. To address the pressing policy questions that have emerged
as a result of COVID-19, epidemiologists have produced numerous models
that range from simple compartmental models to highly advanced
agent-based models. These models have been criticized for involving
simplifications and lacking empirical support for their assumptions.
In order to address these voices and methodologically appraise
epidemiological ABMs, we consider AceMod (the model of the COVID-19
epidemic in Australia) as an example of the modeling practice. Our case
study shows that, although epidemiological ABMs involve simplifications
of various sorts, the key characteristics of social interactions and the
spread of SARS-CoV-2 are represented sufficiently accurately. This is
the case because these modelers treat empirical results as inputs for
constructing modeling assumptions and rules that the agents follow; and
they use calibration to assert the adequacy to benchmark variables.
Given this, we claim that the best epidemiological ABMs are models of
actual mechanisms and deliver both mechanistic and difference-making
evidence. Furthermore, the efficacy claims are not only internally valid
but also adequately describe the effects of interventions in the targets
of the models. We also discuss the limitations of ABMs and put forward
policy recommendations.
Key-words: agent-based modeling, mechanism, causal inference,
mechanistic evidence, difference-making evidence, SARS-CoV-2
INTRODUCTION
In the aftermath of the outbreak of the novel coronavirus, governments
around the globe have introduced non-pharmaceutical public health
interventions aimied at slowing down the spread of the resultant
pandemic. These measures range from relatively mild requirements like
wearing face masks, washing hands, or avoiding close contacts to school
closures and imposed isolation that are likely to have a detrimental and
unpredictable influence on social and economic life.1Despite their significant impact, the introduction of many of these
measures was not supported with high-quality evidence. First, conducting
RCT would not be feasible for both ethical and practical constraints.
Second, significant differences between the coronaviruses that caused
the SARS and MERS outbreaks and SARS-CoV-2 (such as the likely airborne
transmission2 and asymptomatic infectiousness of the
latter3,4) undermine extrapolation from the data
gathered during these previous epidemics. Finally, the current pandemic
has not lasted long enough to gather observational data in the amount
and quality sufficient for the assessment of the efficacy of alternative
public health interventions, since the first reports were published just
weeks after the first measures were introduced.5
One of the many ways to address the issue concerning the impracticality
of conducting RCTs and observational studies in the context of an
ongoing pandemic is through scientific modeling, in particular
epidemiological modeling. Here, we focus on the so-called agent-based
modeling (ABM) approach, which differs from more traditional
epidemiological modeling in several ways.
ABMs are a form of computational modeling strategy where agents are
treated as entities interacting with each other and their environment in
a locally-defined fashion described by a set of rules. The overall
dynamics of the system are then computed, allowing for the simulation of
complex patterns and an understanding of how these patterns
arise.6,7 ABMs are used in many scientific contexts,
including modeling the spread of infectious diseases, and have proven
successful in informing policy decisions before. For instance, Eisinger
and Thulke8 modified and then applied a
previously-developed ABM of the spread of rabies, generating a
rule-based model that represented specific spatial and behavioral
characteristics of the fox population (e.g., with fox families
represented as moving within home ranges and young foxes engaging in
long-distance migratory behavior).6 Whereas the
classical differential equation models predicted that vaccinating at
least 70% of the fox population would eliminate rabies, the ABM
indicated that a successful vaccination strategy could do with much less
than 70% of the population being immunized once the spatial
arrangements of fox hosts were explicitly considered, saving millions of
Euros as a result. Moreover, the ABM also suggested that the classical
strategy would fail more often than not, and was successfully applied to
deal with the rabies problem. However, despite the promising record of
using ABMs in effective epidemiological interventions, its use in
informing proposed measures against the novel coronavirus epidemic has
raised criticism.9–11
Unfortunately for the assessment of healthcare interventions based on
this type of epidemiological models, standard evidence hierarchies
either exclude such studies all together or include theoretical or
mechanistic inferences at the lowest level of the hierarchy. For
example, the Oxford Centre for Evidence-Based Medicine lists
mechanism-based reasoning at the lowest, fifth
stage,12and National Institute for Health and Care
Excellence(NICE) guidelines exclude both epidemiological mathematical
models and mechanistic reasoning.13Thiscan be
explained by the novelty of agent-based modeling and the limited trust
of EBMers in theoretical and mechanistic reasoning, which, despite being
used implicitly to assess the possibility of confounding and the quality
of results,14 is downgraded or rejected as either
subjective or fallacious.15However, such a view has
been challenged by a group of philosophers advocating for improving the
practices of evidence assessment in medicine by putting more weight on
mechanistic reasoning in causal inference.16–18 The
position of the EBM+program16–18 is encapsulated by
the normative reading of the Russo-Williamson
Thesis,19which states that causal claims should be
based on both difference-making and mechanistic evidence.
The causal claims supported by agent-based models have been interpreted
inconsonantly: either as being in line with the potential outcome
approach (POA),20 as delivering theory-driven
understanding21 or as providing mechanistic
evidence.22 Below, we show that all of these
apparently inconsistent interpretations are correct, because the best
contemporary ABMs bear a resemblance to the actual mechanisms and
therefore allow for the counterfactual assessment of intervention
efficacy in the target while also delivering an understanding of the
phenomena of interest. Our argument proceeds by (1) discussing as a case
study an ABM of SARS-CoV-2 epidemic in Australia, (2) showing that the
best ABMs represent actual mechanisms despite the presence of various
simplifications, and (3) considering the limitations of using ABMs as
evidence for clinical and policy decisions.
MODELING THE SARS-CoV-2 EPIDEMIC
Apart from the compartmental SIR (Susceptible, Infectious, Recovered)
framework and its derivatives23–28or regression
analysis,29,30 most advanced models of the spread of
the novel coronavirus are transformed versions of agent-based influenza
pandemic models11,31. Such models have been used as
evidence for introducing (sometimes severe) public health
measures,32with the recent change in British policy
being the prime example. In this section, we illustrate this approach to
modeling the SARS-CoV-2 pandemic with an agent-based model of the
epidemic in Australia31 based on AceMod. Developed as
a “framework for studying influenza pandemics in
Australia,”33(p412) AceMod is an influenza spread
model that addresses the need for simulating interventions responding to
the outbreaks of future respiratory diseases. While the 2009swine flu
pandemic was the motivation for constructing AceMod, the model was not
intended to accurately represent the outbreak of the H1N1 strain, but
rather as a generalized framework for studying how an infectious disease
spreads through the social interactions of Australians. AceModutilizes
census data to ascribe realistic spatial and social characteristics to
almost 20 million agents inhabiting the model world. These agents are
divided into different social groups of varying characteristics,
withhouseholds differentiated proportionally according to statistical
data on the prevalence of different types of families (singles, single
parents, and couples with or without children). These features are
ascribed to agents stochastically in a way that replicates the aggregate
structure of statistical data. During the daytime, children and students
meet in classrooms and at schools, adults go to work, and pensioners
stay at home. During the nighttime, the agents encounter contacts at
households and in their neighborhoods (e.g., at supermarkets, theaters).
The disease can be contracted by an agent in the event of meeting an
infected individual in one of these settings. The probability that an
agent i contracts the disease in a given step t depends on
the number of sick individuals met in that step and the contagiousness
of the disease, scaled by Ƙ. The modelers assume that the
infectivity of the disease decreases linearly over time. Asymptomatic
cases are assumed to be 50% less infectious than symptomatic ones, and
the flu lasts 5 days within the model. After this period, recovered
agents cannot infect others. Additionally, those who experience symptoms
do so after an incubation period lasting approximately three days.The
influenza epidemic is started by agents coming to Australia via
international airports and seeded into communities living near the
airports at random.
In order to represent an epidemic of a particular strain of influenza
with AceMod, the model requires calibration. Modelers can proceed with
this step in two ways, depending on the accessibility of data. In the
case of well-studied influenza strains, their infectivity and the ratios
of transmission in different contexts are well-recognized, and parameter
values can be chosen on the basis of empirical studies. However, if
these data are missing, then parameter values have to be calibrated
using statistical procedures such as simplex or genetic algorithms to
maximize the fit of the model to a benchmark. After constructing and
calibrating AceMod, modelers run simulations to obtain the estimates of
prevalence, incidence, and attack rates, and choose the most common
outcome (due to stochasticity, different runs of the model may lead to
obtaining slightly different results).
Chang et al.31 have used a significantly amended
version of AceMod to address the question of the effectiveness of
non-pharmaceutical interventions aimed at suppressing the SARS-CoV-2
epidemic in Australia. The selection of models constructed to control a
novel and possibly deadly strain of the seasonal flu in this case is
primarily the result of the rapid demand for evidence informing
decisions regarding public health measures, which may raise doubts about
the justification and soundness of their conclusions. For example, one
can ask whether the efficacy claims assess healthcare interventions
against the novel coronavirus epidemic or an artificial pathogen
existing only within the model world that shares some features of
influenza and others of SARS-CoV-2. To address this criticism
(considered in depth below), we discuss the changes introduced to the
model and argue that the process of model calibration and validation
suggests that the model represents the actual mechanism of the
SARS-CoV-2 epidemic.
ABMs such as AceModcan be seen as consisting of two parts: the rules
specifying the behavior of agents and the creation of the model society,
as well as the assumptions characterizing the infectivity of the
pathogen causing the epidemic. Given that AceMod is based on 2016 census
data and a major change in social behaviors is unlikely to have occurred
since then, the model accurately represents the social interactions of
present-day Australians. Hence, the former part of the model has been
left mostly unchanged, beyond increasing the number of agents to over 24
million to adjust for the growing population. In addition to introducing
a social structure sufficiently resembling the contact network of the
present population, obtaining accurate predictions of epidemic
development and policy assessment requires inputting data on
transmission likelihoods that are true for the pathogen causing the
modeled epidemic.34 Most changes in the model are
concerned with the assumptions specifying the infectivity of the
disease. Even though several features of influenza epidemics are similar
to the epidemic caused by the novel coronavirus, they differ with
respect to infectivity and attack rates, mortality rates, the average
duration of disease, the reproductive number R0 ,
and the distribution of asymptomatic cases. Therefore, these parameters
in the model required recalibration.
The transmission probabilities remained mainly as specified in the
influenza model. In order to account for the differences in the
incubation period and disease length, Chang et al. set the time from
contraction to the appearance of symptoms to 5 days on average and the
duration of the disease to 12 days. Infectivity increases exponentially
the day after an agent gets infected and then decreases linearly until
the end of infection, so cases are most infectious at the start of
symptoms. The length of the generation period was calibrated to 6.4 days
in order to reflect this difference in the model. Additionally, the
likelihood of contracting SARS-CoV-2 but staying asymptomatic was set to
be age-dependent, and equaled 1/3 for adults while minors were set to be
five times less likely to suffer from symptoms than adults. While this
assumption is in agreement with the empirical findings that children
representa minor fraction of symptomatic cases, the calibration aimed at
reproducing aggregate epidemic curves and may diverge from the actual
chances of developing symptoms.
Within the AceMod framework, the reproductive numberR0 is not one of the assumptions inputted into
the model. Rather, its estimate results from a simulation of the
scenario described by the rules and assumptions, some of which are
stochastic. The assumptions considered and, particularly, the parameter
denoting contagiousness of the disease (Ƙ ) have been calibrated
such that R0 stays within the limit of (2.0-2.5),
i.e., in agreement with empirical estimates of the reproductive number
at the beginning of the SARS-CoV-2 outbreak.35,36 The
set of parameter values that result in the estimate ofR0 =2.27 create the epidemic dynamics reproducing
the beginnings of the outbreak in a few countries experiencing the
disease prior to Australia (China, Italy, Spain), where the growth rate
of cumulative incidence equaled roughly 0.2. In addition to reproducing
the empirical data for the beginning of the epidemic, the recalibrated
AceMod allows for simulating what the future of the epidemic in
Australia may look like. As the modelers admit, the Baselinescenario, which is based on the assumption that agents do not change
their behavior in response to the epidemic, is unlikely given the
widespread self-imposed isolation in other countries. However, it allows
for counterfactual comparisons of the different possible (sets of)
interventions relative to the Baseline scenario. In order to assess the
efficacy of particular healthcare policies, Chang et al. modify relevant
rules and assumptions to describe the spread of SARS-CoV-2 under either
case isolation, school closure, along with three levels of compliance
with social distancing, along with a few combinations of the three
policies. For instance, in order to assess the effect of school closure
(including primary and secondary schools, colleges, and universities),
the parameter denoting the chance of meeting an infected agent in
schools is set to zero, which describes the situation when both students
and teachers stay at home (and hence cannot contract the virus). These
counterfactual scenarios represent the effects of interventions on the
model world. All interventions are modeled as taking place after the
number of cases exceeds 1000. The comparison of most common outcomes
(given the stochasticity of the assumptions and rules, they are
indeterministic) including interventions with the baseline scenario
allows for putting forward counterfactual causal claims that describe
the effects of interventions on peak incidence and prevalence and the
development of the epidemic in time. The conclusions are internally
valid as long as no coding error occurs. However, the reliance of the
model on simplifications generates a question as to whether the
assessment of intervention efficacy holds for the novel coronavirus
epidemic in Australia (i.e., of external validity).
ABMS AS MODELS OF ACTUAL MECHANISMS
Before proceeding to our argument, let us first make several general
remarks about modeling. These remarks should prove essential in
clarifying the main issues that are often raised with regard to using
simplified models, particularly in the context of policy
decision-making. First of all, ABMs are instances of mechanistic models,
for they clearly fit the characterization of what a mechanism is: a set
of entities whose activities and interactions are organized such that
they are responsible for the phenomenon.37
It should also be noted that much like any other kind of model, ABMs
serve as simplified representations of their target phenomena. As the
AceMod case clearly shows, modelers introduce various simplifications by
which they purport to adequately capture the core dynamics of the
modeled phenomenon. In this process, they first abstract away from the
complexities of the real system by ’extracting’ certain features that
they believe to be of crucial importance and that will then be the focus
of modeling, whereas other features that may or may not have a causal
influence are disregarded in these early stages. Modeling is an
iterative process during which the merits of the model’s assumptions are
continuously being evaluated, and if required, the assumptions are
refined and additional assumptions added. More importantly, some of
those extracted features are distorted to the extent that, if taken
literally, they would misrepresent the actual state of things. However,
introducing such distortions is often made in full awareness, with the
ultimate goal of finding out whether the consequences they have for the
behavior of the system make a difference and to what degree.
Philosophers often refer to the former - i.e., the set of properties
retained in a model -as an abstraction, while the latter case - i.e.,
the distortions of the system’s features - is called an
idealization.38
However, abstractions and idealizations do not exhaust the conceptual
toolbox available to modelers. A popular way to attempt to model a given
system realistically is to introduce various approximations. Although
there are noteworthy differences between approximations and
idealizations, we cannot afford to go into any detail here. In summary,
models often effectively disregard, distort and otherwise simplify
possibly important details. In light of this, many wonder whether we can
gain insight into the modeled phenomenon at all, and if so then how.
Although the SARS-CoV-2 ABM is fairly detailed and precise, it cannot do
without some of the simplifications discussed above. Consider some of
the following assumptions introduced in the model. On the one hand, the
basic features of the social life of the majority of the population are
extracted and considered in the model: e.g., the inclusion of day and
night regimes with their respective differences in social behavior
allows for modeling a more realistic scenario than in simpler models. On
the other hand, the infectivity of symptomatic and asymptomatic cases is
considered to be constant for all members of the two groups of agents,
albeit it differs between the groups. In reality, we expect that
infectivity varies, which is further supported by extreme cases of
super-spreaders who infect a large number of people and thus may seed
new local outbreaks, which could arguably impact the
predictions.39–41Other parameter values also have a
wide distribution but are treated as constant, often by calculating the
mean value. The ABMalso does not consider the potential impact of ethnic
differences42–46in the population with respect to
differing lifestyles, socioeconomical status and immune host responses,
all of which could affect the dynamics of the spread.
Furthermore, some other assumptions exceed our current understanding of
the epidemic and SARS-CoV-2’s transmission mechanism. For example, one
of the assumptions of the AceMod model is the linear reduction of
infectivity over time. Unfortunately, empirical
results47 suggest only that infectivity reduces over
time, but do not indicate the linearity of this process. Additionally,
AceMod and its SARS-CoV-2 model put agents into working groups of 20
agents, despite the heterogeneity of their working conditions.
Considering the differentiation of work duties (from healthcare workers
and shop assistants to writers with virtually no social interaction),
the chance of meeting an infected person at work is actually
job-specific and therefore the model simplifies the reality.
Consequently, we concur with Andersen’s claim that“no mechanism model
can include all the actual, much less the potential, causal
relationships in which such a mechanism may engage in a
system.”48(p995) This pessimistic view on simplified
models has inspired the method known as exploratory
modeling.49 In cases when the values of parameters and
assumptions inputted into the model cannot be established with
certainty, researchers can simulate multiple possible worlds to discover
the dependencies that are stable across the set of different models. In
cases when only a fraction of assumptions are uncertain, researchers
conduct sensitivity analyses to check if changes in the values of the
parameters lead to changes in their conclusions.50Theresultsthatremainunchangeddespite minor adjustments to assumptions
are considered to be robust.51This, in turn, leads to
choosing those interventions that are most effective across different
sets of parameter values, known as robust
decision-making.49
Others prefer to think in terms of the distinction between how-actually
and how-possibly modeling, referring to models that describe an actual
mechanism or a possible mechanism, respectively.52There are two general ways to unpack the concept of a how-possibly
model. First, we may want to say that a model serves as a hypothesis to
be confirmed or disconfirmed as new evidence emerges. In this sense, a
how-possibly model will eventually either turn into a how-actually
model, should the evidence confirm it, or be discarded if the evidence
is contrary to the model’s conclusions. The other general notion of a
how-possibly model invites a different attitude. Rather than being in
the position of having little data to establish whether or not the model
does, in fact, represent the actual mechanism, we may interpret the
model as representing something other than the potentially actual
mechanism. On this view, claims about possible mechanisms do not attempt
to pick out actual states, nor do they attempt to explain how a
phenomenon actually occurs. Instead, they refer to conceivable states,
and ask whether the hypothesized mechanism could, in principle, produce
the phenomenon in question if certain assumptions are satisfied.
Here we argue that, notwithstanding the simplifications introduced in
the discussed influenza and SARS-CoV-2 ABMs, the epidemiologists are, in
fact, providing representations of actual mechanisms of the spread of
the viruses. This can be supported by exploiting the relevant
similarities53,54 between the SARS-CoV-2 ABM and the
actual outbreak. The respects in which an ABM can be judged similar to
its target concern the features retained in that model, while the
degree(s) of similarity concern the extent to which the model’s features
match those of the phenomenon. A good example is setting the
parameter/assumption of incubation period=5 days. This assumption was
introduced based on empirical research: “We maintained the incubation
period (the interval from the infection to the onset of disease in an
individual) around the mean value of 5.0 days, as reported in several
studies, e.g., the mean incubation period was reported as 5.2 days, 95%
confidence interval (CI), 4.1 to 7.0, while being distributed around a
mean of approximately 5 days within the range of 2–14 days with 95%
CI.”31(p3)
To elaborate this further, Glennan55 introduced a
useful conceptual distinction between what he called behavioral adequacy
and mechanical adequacy. According to Glennan, a model represents an
actual mechanism if it reproduces the aggregate behavior of the
phenomenon, and truthfully describes its parts and interactions.
Concerning the behavioral adequacy, one should be asking if “the model
predict[s] (quantitatively or qualitatively) the overall behavior of
the mechanism?”55(p457). By calibrating the model
todata from the beginning of the epidemic, Chang et
al.31 showed that it reproduces the benchmark
variables (R0 and attack rate).
Two remarks are in order here. First, one may oppose the claim that what
is being represented is the actual mechanism by arguing that the
mechanism underlying the beginning of the outbreak and the fully-fledged
epidemic are distinct. Changes in social behavior or genetic mutations
could undermine the behavioral adequacy of the model. Second, it is
possible (at least in principle) that the model represents a false
mechanism, but is calibrated to the relevant benchmark such that it
reproduces it. For example, there is no data confirming (or disproving)
the assumption that children are asymptomatic five times more often than
adults. As the modelers admit, this assumption was made not only to
account for the lower attack rate among minors, but also to make the
model adequate to aggregate-level data. This approach to calibration
resembles the estimation of statistical parameters (a.k.a. curve
fitting) and is considered dubious. The main line of criticism
highlights that it is in principle possible to construct a model that
represents a possible mechanism and, using calibration, adjust parameter
values so that it reproduces the represented phenomenon, i.e., obtains
behavioral adequacy despite being false. However, while this criticism
is indeed justified regarding models of mechanisms that are
epistemically inaccessible in other ways (such as mechanisms in the
social sciences56), it is not so in the case of
epidemiological mechanisms whose transmission mechanism can be studied
empirically and compared to the mechanism represented by the model.
This can establish that the mechanism represented by the model is
similar (in relevant aspects and to relevant degrees) to the mechanism
that generates the outbreak, i.e., achieves mechanical adequacy in
Glennan’s terminology. Applying the list of
Glennan’s55(p457) criteria for mechanical adequacy
justifies the claim that the mechanism represented by Chang et
al.31 resembles the actual mechanism. First, according
to our best contemporary understanding of the spread of the novel
coronavirus, the model identifies all of the components of the
mechanism. This would change if further studies identified other
significant transmission routes, e.g., the fecal-oral route. Second, the
model represents the entities of the mechanism in a localized way, given
that it retains the spatial distribution of inhabitation in Australia.
Additionally, the model simulates the development of an epidemic in
time. This asserts that the “spatial and temporal organization of the
mechanism” is accurately represented. Third, given that the number and
place of social interactions are crucial for modeling the spread of
contagious diseases, the model accurately captures relevant properties
of the agents inhabiting the model world. Fourth, the calibration to
census data asserts that the model provides “quantitatively accurate
descriptions of the interactions and activities of each component,” at
least on average for groups of agents. Finally, our background knowledge
suggests that there is no other mechanism (different from the spread of
the pathogen through human interactions) that could be responsible for
the epidemic of SARS-CoV-2.
Given that AceMod fulfills Glennan’s criteria for behavioral and
mechanical adequacy, considering our current understanding of the novel
coronavirus, we can conclude that Chang’s et al.31model represents the actual mechanism of the spread of the disease in
Australia. Given this, the claims assessing the efficacy of the
mitigation measures under consideration are likely to be accurate not
only within the model but also about its target. We claim this with
several caveats in mind to be discussed in the next section.
DISCUSSION AND RECOMMENDATIONS
Our study defends using ABMs for informing decisions regarding
mitigation and suppression measures by arguing that its best
epidemiological models represent actual mechanisms. Provided that the
model’s assumptions are calibrated and checked against the background
empirical data - that is, the components, their activities, and
spatiotemporal organization resemble (in relevant aspects and to a
certain degree) the actual state of things - iterative runs of the
simulations can indeed provide understanding and inform policy
decisions. This is because the model delivers both difference-making and
mechanistic evidence by satisfying the criteria of behavioral and
mechanical adequacy, respectively.
In contrast to our claim, epidemiological SIR models and ABMs have been
criticized for over-simplifying target phenomena and hence lacking
relevance for policy decisions. For instance, Eubank et al. criticized
the Imperial College London model11 for its “reliance
on a simplified picture of social interactions [that] limits its
extensibility to counterfactuals. The general nature of conclusions
based on such model can be expected to be similar to those of a simple
compartmental model.”57(pp5-6) Similarly, Squazzoni
et al. suggested that even though AceMod is better calibrated than other
epidemiological ABMs, “these [models] do not capture network
effects nor people’s reactive responses as the population states simply
change via stochastic (randomized) processes determined by parameters
(although the parameters derive from data).”9(p2.6)In our view, these highly-advanced epidemiological models, while being
simplified representations of reality, account for relevant aspects of
social interactions and crucial aspects of the novel coronavirus
epidemic (e.g., contagiousness), therefore allowing them to be put
forward as evidence for policy-relevant claims.
However, all models involve not only simplifications of the represented
phenomena but also isolate certain aspects of interest. Epidemiological
models usually do not account for the harms of non-pharmaceutical
interventions. Severe mitigation measures such as imposed social
distancing and business closures are likely to hamper economic and
social life. All models are partial representations of reality and,
given that the primary purpose of an epidemiological model is to address
the efficacy of health care interventions, they isolate away certain
factors and effects of interventions (economic and social) and are more
accurate in predicting the spread of the disease. Other
models58,59 tradeoff epidemiological accuracy with
accounting for social and economic effects, and may be more relevant for
assessing the harms of mitigation measures.
Additionally, ABMs, much like the compartmental models, are dependent on
the assumptions of the modelers.10 Our claim that
AceMod calibrated for SARS-CoV-2 bears similarity to the actual
mechanism of the epidemic depends on the accuracy of the empirical
results used as an input for this model. We need to acknowledge the
provisional nature of these empirical results, given the novelty of the
pathogen. If the parameter values in AceMod were miscalibrated, then the
assessments of intervention efficacy could be wrong. This implies that
neither the virus can mutate nor that people can significantly and
unpredictably change their behavior since “the efficacy of
implementation depends on people’s reactions, [the stability of]
pre-existing social norms, and structural societal
constraints.”9 Furthermore, the effects of
epidemiological agent-based modeling are highly dependent on social
structure and carefully calibrated to social and economic
characteristics. Therefore, the epidemiological ABMs are
geographically-localized and their conclusions should not be
extrapolated beyond their target systems,60 as long as
the models and their predictions are calibrated to particular settings.
Finally, while AceMod is well-documented in the two publications
discussed throughout our paper, neither its code nor detailed
documentation regarding its use is published (this unfortunately also
applies to some other ABMs of the SARS-CoV-2 epidemic). Given these
limitations, the models should be carefully checked for coding errors
and other possible flaws before applying their implications in the
policy context.
In summary, we have argued that, despite the criticism raised against
models being the appropriate vehicle for informing policies, the
SARS-CoV ABM is suitable for this purpose because the mechanism
described by the model sufficiently resembles the mechanism at work in
the real world. Thus, our best contemporary epidemiological ABMs are
representations of the actual mechanism of the spread of the virus.
Unfortunately, such models have been left out from methodological
discussions and are not explicitly listed by evidence hierarchies. While
the need for appraising mechanistic reasoning in medicine is also voiced
by EBMers,61 there is no broadly-accepted view on how
to amalgamate evidence of different types. Further research is needed to
assess the risk of bias in the epidemiological models that deliver both
difference-making and mechanistic evidence. However, considering the
current situation and pressing need for rapid and accurate decisions
regarding mitigation measures, policymakers should take to heart the
advice that “if no randomized trial has been carried out
[…], we must follow the trail to the next best external
evidence and work from there.”62(p74) In the current
situation, accurately calibrated epidemiological ABMs are the best
existing evidence.
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ACKNOWLEDGEMENTS
The work of Mariusz Maziarz has received funding from the European
Research Council (ERC) under the European Union’s Horizon 2020 research
and innovation programme (grant agreement No 805498). The work of Martin
Zach was supported by the Czech Science Foundation, project GA ČR
19-04236S.
CONFLICT OF INTERESTS
None of the authors reports conflict of interests.